Serafino Iantorno is a registered investment advisor, based in Rochester, NY, with 26 years of industry experience.
Location
2480 Ridgeway Avenue, Rochester, NY, 14626
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Serafino operates ESL Investment Services, LLC as a DBA for his LPL business and sells non-variable insurance products (life, disability, long-term care), dedicating about 10-20% of his time. He also works as a notary public, a grocery delivery driver, and is involved in a family business.
Employment History
Current Registrations
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Key Investment Services LLCBroker
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
Key Investment Services LLCBroker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.