James Rice is a CFA-designated registered investment advisor at Jqr Capital Management, LLC, based in West Hartford, CT, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 29 clients with $4.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $0K | 2.25% |
| $0K - $0K | 2.00% |
| $0K - $1K | 1.75% |
| $1K - $10K | 1.50% |
| $10K - $100K | 1.25% |
| $100K - $1.0M | 1.00% |
| $1.0M - $10.0M | 0.75% |
| $10.0M - $100.0M | 0.50% |
| $100M+ | 0.25% |
Fee Estimator
Location
West Hartford, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works part-time as a seasonal Alpine Ski Coach at Butternut Basin, Inc.
Employment History
Current Registrations
Jqr Capital Management, LLC
Previous Registrations
Edward Jones
Quantitative Investment Insights, LLC
Spear Capital Management, INC.
Ams Capital Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.