DL
DL

Daniel Ledbetter

26 Years of Experience
Lancaster, CA
2 DisclosuresBroker

Daniel Ledbetter is a registered investment advisor at Wells Fargo Advisors, based in Lancaster, CA, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

42225 10th Street W Suite 101, [Satellite], Lancaster, CA, 93434

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006
Denied
Criminal
May 1993
Final Disposition
Other Business Activities

Daniel is an instructor at Antelope Valley College, teaching a business math course, dedicating minimal time. He also has a 33.33% ownership in Aspendell Cabin 182 LLC, holding a personal use cabin, and acts as a trustee for a cousin, both requiring minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2023 - Present · 3 yrs
Wells Fargo Advisors
October 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2010 - October 2023 · 13 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2010 - October 2023 · 13 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2010 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2000 - April 2007 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
January 2000 - April 2007 · 7 yrs 3 mos
State Registrations18 states
AZCADEFLIDINNHNJNMNVNYORTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors