Brice Thompson is a registered investment advisor, based in Columbus, GA, with 25 years of industry experience.
Location
233 12th Street Suite 718, Columbus, GA, 31901
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brice is an Investment Advisor Representative and an insurance agent.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
October 2020 - Present · 5 yrs 7 mos
Ridge Capital Management, LLC
May 2018 - Present · 8 yrs
Previous Registrations
First Allied Advisory Services, INC.
May 2018 - November 2020 · 2 yrs 6 mos
First Allied Securities, INC.Broker
May 2018 - September 2022 · 4 yrs 4 mos
Cetera Advisors LLC
October 2011 - August 2018 · 6 yrs 10 mos
Cetera Advisors LLCBroker
October 2011 - August 2018 · 6 yrs 10 mos
Wells Fargo Advisors, LLC
August 2008 - October 2011 · 3 yrs 2 mos
Wells Fargo Advisors, LLCBroker
August 2008 - October 2011 · 3 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 2005 - August 2008 · 3 yrs 7 mos
Suntrust Securities, INC.
February 2002 - January 2005 · 2 yrs 11 mos
Suntrust Securities, INC.Broker
November 2001 - January 2005 · 3 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
Intersecurities, INC.Broker
May 2000 - August 2000 · 3 mos
Signator Investors, INC.Broker
April 2000 - May 2000 · 1 mo
State Registrations6 states
ALFLGANJOHWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.