Stephen Schwanke is a CFP-designated registered investment advisor, based in Malvern, PA, with 16 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is the President of Alta Medicare, selling supplemental insurance, dedicating about 10-20% of his time to this role. Stephen also owns rental property in Syracuse, NY, spending minimal time on it.
Employment History
Current Registrations
Vanguard Marketing Corporation
Vanguard Marketing CorporationBroker
Vanguard Advisers, INC.
Previous Registrations
Mutual Advisors, LLC
Fidelity Investments Institutional Services Company, INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
John Hancock Distributors LLC
John Hancock Distributors LLCBroker
Guardian Investor Services LLCBroker
Cibc World Markets CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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