AV
AV

Anthony Viglucci

25 Years of Experience
Baltimore, MD
Broker

Anthony Viglucci is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Baltimore, MD, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

1201 Wills Street, Suite 600, Baltimore, MD, 21231

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
September 2006 - Present · 19 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
September 2006 - Present · 19 yrs 10 mos
Previous Registrations
Wachovia Capital Markets, LLCBroker
September 2004 - April 2006 · 1 yr 7 mos
Wachovia Securities, LLC
January 2004 - September 2004 · 8 mos
Wachovia Securities, LLCBroker
October 2000 - September 2004 · 3 yrs 11 mos
First Union Brokerage Services, INC.Broker
February 2000 - October 2000 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.