SA
SA
Stephen Anderson
26 Years of Experience
Carmel, IN
1 DisclosureBroker
Stephen Anderson is a registered investment advisor at J.P. Morgan Securities LLC, based in Carmel, IN, with 26 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
14801 Thatcher Ln, Carmel, IN, 46032
Get directionsHistory
Regulatory History (1)
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Criminal
August 1991Final Disposition
Employment History
Current Registrations
J.P. Morgan Securities LLC
July 2017 - Present · 9 yrs 3 mos
J.P. Morgan Securities LLCBroker
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Schwab Private Client Investment Advisory, INC.
January 2012 - June 2017 · 5 yrs 5 mos
Charles Schwab & CO., INC.
March 2003 - December 2011 · 8 yrs 9 mos
Charles Schwab & CO., INC.Broker
June 2000 - June 2017 · 17 yrs
State Registrations25 states
AKALARAZCACOCTFLILINMAMEMIMNNCNJNYOHPATNTXUTVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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