Ahji Ko is a registered investment advisor at Cetera Investment Advisers LLC, based in Flushing, NY, with 26 years of industry experience. Ahji operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
38-05 Union St, Flushing, NY, 11354
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2018 - Present · 7 yrs 9 mos
Cetera Investment Services LLCBroker
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
Hsbc Securities (USA) INC.
June 2006 - October 2018 · 12 yrs 4 mos
Hsbc Securities (USA) INC.Broker
January 2005 - October 2018 · 13 yrs 9 mos
Hsbc Brokerage (USA) INC.Broker
December 2003 - January 2005 · 1 yr 1 mo
Citicorp Investment ServicesBroker
February 2000 - December 2003 · 3 yrs 10 mos
State Registrations19 states
CACTDCDEFLGAILINMAMDMENCNHNJNYORPAVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.