KW
KW

Kathryn Woodham

26 Years of Experience
Dothan, AL
Broker

Kathryn Woodham is a registered investment advisor at Wells Fargo Advisors, based in Dothan, AL, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

256 Honeysuckle Rd, Ste 25, Dothan, AL, 36305

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kathryn is a notary public, an artist selling art, and co-owns Halftime Investment Properties LLC with her spouse to purchase undeveloped real estate. These activities require minimal time, about 10-20% of her time, and minimal time, respectively.

Employment History
Current Registrations
Wells Fargo Advisors
March 2007 - Present · 19 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2007 - Present · 19 yrs 4 mos
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
April 2000 - February 2007 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2000 - February 2007 · 7 yrs 1 mo
State Registrations1 state
AL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.