MD
MD

Michael Davis

7 Years of Experience
White Plains, NY

Michael Davis is a registered investment advisor at Derivaty CO, based in White Plains, NY, with 7 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients with $30M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
3 clients
Average Client Portfolio
$10.0M average
Assets Under Management
$30.0M

Fee Structure

Investment management only (planning not offered)

Derivaty Co. acts as a subadviser to other advisory firms and receives a share of the fees those firms collect from their clients. The fees are negotiable.

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Location

777 Westchester Ave, White Plains, NY, 10604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Derivaty CO
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Varick Asset Management
March 2011 - December 2013 · 2 yrs 9 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.