Michael Davis is a registered investment advisor at Derivaty CO, based in White Plains, NY, with 7 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Investment Management. Their firm serves 3 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Derivaty Co. generally acts as a subadviser to unaffiliated third-party advisers, and Derivaty Co. receives a share of the fees collected from the third-party adviser's client. The subadviser fees are negotiable and will not exceed regulatory limits. These fees may be withdrawn directly from client accounts or clients may be invoiced directly, as specified in each contract between Derivaty Co. and the applicable third-party adviser.
Location
777 Westchester Ave, White Plains, NY, 10604
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Derivaty CO
Previous Registrations
Varick Asset Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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