Shaun Sterling
Shaun Sterling is a registered investment advisor at The Pinnacle Financial Group, based in Melville, NY, with 14 years of industry experience. Shaun operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,540 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TPFG offers investment management services where fees range from 0.0% to 2.50% of the value of your portfolio annually. The specific fee depends on the nature of your account, the amount you invest, and other considerations. If you are on the LPL SWM platform, you will pay separate transaction fees. Fees are negotiable.
Location
175 Broad Hollow Rd Ste 160, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shaun is involved in several investment-related activities, including DBAs for LPL business, providing investment advisory services through The Pinnacle Financial Group and North Fork Wealth Management LLC, and working as a pension consultant. He also works as a non-variable insurance agent, selling life and health insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
The Pinnacle Financial Group
LPL Financial LLCBroker
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
P.J. Robb Variable CorporationBroker
Ameriprise Financial Services, INC.Broker
Labranche & CO. LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.