David Richardson
David Richardson is a registered investment advisor at Cetera Investment Advisers LLC, based in Woodland Hills, CA, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
21550 Oxnard St, Ste 300, Woodland Hills, CA, 91367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a part owner and financial professional at Richardson Financial, dedicating full-time hours. He is also a part owner and president of Richardson & Co CPAs, spending nearly full-time hours, and refers real estate mortgages, dedicating minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations8 states
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