TB
CFP
TB
CFP

Thomas Begley

22 Years of Experience
Morgantown, WV
Broker

Thomas Begley is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Morgantown, WV, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

651 Suncrest Towne Center Drive, Morgantown, WV, 26505

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2025 - Present · 6 mos
Cetera Investment Services LLCBroker
October 2025 - Present · 6 mos
Previous Registrations
Huntington Financial Advisors
September 2020 - October 2022 · 2 yrs 1 mo
The Huntington Investment CompanyBroker
September 2020 - October 2022 · 2 yrs 1 mo
Prudential Financial Planning Services
April 2019 - August 2020 · 1 yr 4 mos
Pruco Securities, LLC.Broker
April 2019 - August 2020 · 1 yr 4 mos
Allstate Financial Advisors, LLC
March 2017 - December 2018 · 1 yr 9 mos
Allstate Financial Services, LLCBroker
March 2017 - December 2018 · 1 yr 9 mos
Wunderlich Securities, INC.
February 2009 - January 2017 · 7 yrs 11 mos
Wunderlich Securities, INC.Broker
February 2009 - January 2017 · 7 yrs 11 mos
Banc of America Investment Services, INC.
May 2004 - January 2009 · 4 yrs 8 mos
Banc of America Investment Services, INC.Broker
April 2004 - January 2009 · 4 yrs 9 mos
Hartford Equity Sales Company INC.Broker
July 2003 - April 2004 · 9 mos
Morgan Stanley Dw INC.Broker
March 2000 - June 2003 · 3 yrs 3 mos
State Registrations1 state
WV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Begley - Financial Advisor | TrueAdvisor