Joseph Lyons
Joseph Lyons is a registered investment advisor at LPL Financial LLC, based in Duvall, WA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15935 Main St Ne, Duvall, WA, 98019
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
October 2008Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Joseph owns rental real estate properties and a business entity for tax/investment purposes. He also works for Little Moon Cellars, coaches high school softball, and works with various insurance carriers, though he dedicates minimal time to these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & ReedBroker
Waddell & Reed
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
Amerivest Investment Management, LLC
Btig, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
All-Tech Direct, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.