Thomas Manning is a registered investment advisor, based in East Greenwich, RI, with 25 years of industry experience.
Location
East Greenwich, RI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas owns commercial and residential rental properties, dedicating minimal time to them outside of trading hours. He is also an independent insurance agent selling various insurance products, spending a few hours per week on this activity, and owns multiple real estate entities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Cantella & CO., INC.
Brecek & Young Advisors, INC.
Cantella & CO., INC.Broker
Brecek & Young Advisors, INC.Broker
Compass Capital Corporation
Compass Securities CorporationBroker
New England SecuritiesBroker
State Registrations5 states
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