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Charlotte Williams

Forge Financial
26 Years of Experience
Edmond, OK
Broker
View SEC Summary
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Charlotte Williams is a registered investment advisor at Forge Financial, based in Edmond, OK, with 26 years of industry experience. Charlotte is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 4,683 clients with $1.5B in assets under management.

Forge Financial
Compensation
Fee-Only (% of Portfolio)
Firm Size
15 advisors
Number of Clients
4,683 clients
Average Client Portfolio
$311K average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable and depend on account size, type, and services provided. The maximum account fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2901 South Bryant Avenue, Edmond, OK, 73013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charlotte owns a boutique hotel in Roatan Honduras and rental real estate in Edmond, OK, dedicating minimal time to these activities. She also spends full-time working with Forge Financial and Forge Financial Services, LLC as an IAR providing investment advisory services.

Employment History
Current Registrations
Forge Financial
January 2020 - Present · 6 yrs 10 mos
LPL Financial LLC
June 2013 - Present · 13 yrs 5 mos
LPL Financial LLCBroker
June 2013 - Present · 13 yrs 5 mos
Previous Registrations
LPL Financial LLC
June 2013 - September 2020 · 7 yrs 3 mos
Lincoln Financial Securities Corporation
January 2009 - June 2013 · 4 yrs 5 mos
Lincoln Financial Securities CorporationBroker
January 2009 - June 2013 · 4 yrs 5 mos
Financial Network Investment Corporation
January 2003 - January 2009 · 6 yrs
Financial Network Investment CorporationBroker
June 2002 - January 2009 · 6 yrs 7 mos
Salomon Smith Barney INC.
May 2000 - June 2002 · 2 yrs 1 mo
Salomon Smith Barney INC.Broker
February 2000 - June 2002 · 2 yrs 4 mos
State Registrations46 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENJNMNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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