Charlotte Williams is a registered investment advisor at Forge Financial, based in Edmond, OK, with 26 years of industry experience. Charlotte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 4,263 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Forge Financial Services manages investments through LPL Financial's advisory programs. The annual fee is a percentage of your portfolio's value and is negotiable. The maximum fee is 1.50%. The fee may be structured on a tiered basis, with a reduced percentage rate based on reaching certain thresholds. Fees are deducted quarterly in advance. The fee includes advisory services and transaction execution.
Location
2901 South Bryant Avenue, Edmond, OK, 73013
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charlotte owns a boutique hotel in Roatan Honduras and rental real estate in Edmond, OK, dedicating minimal time to these activities. She also spends full-time working with Forge Financial and Forge Financial Services, LLC as an IAR providing investment advisory services.
Employment History
Current Registrations
Forge Financial
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.