Thomas Worrall
Thomas Worrall is a registered investment advisor at Integrated Wealth Concepts LLC, based in La Verne, CA, with 20 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 24,777 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrated Partners offers investment management services where fees are negotiated between you and your advisor, ranging from 0.15% to 2.25% annually. The fee depends on factors like the size of your portfolio, whether transaction fees are included, and the complexity of services. Fees are typically based on the value of your portfolio, calculated either as an average daily balance or at the end of the calculation period. Some advisors within Integrated may use a set fee schedule for their clients.
Location
La Verne, CA
Get directionsHistory
Regulatory History (2)
Criminal
February 1970Criminal
December 1969Other Business Activities
Thomas is the President of Azusa Specialties, Inc., a property management company, dedicating minimal time outside of trading hours. He is also an Investment Advisor Representative (IAR) with Integrated Wealth Concepts, LLC, doing business as Laurel Wealth Advisors, dedicating full-time hours during securities trading hours.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
Previous Registrations
Laurel Wealth Advisors, INC.
Laurel Wealth Advisors, INC.
Strategic Financial
Private Consulting Group, INC.Broker
Private Consulting Group, INC.
Strategic Financial
NFP Securities, INC.
NFP Securities, INC.Broker
M Holdings Securities, INC.Broker
Diversified Securities, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.