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CFP
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CFP

Aaron Montez

LPL Financial LLC
26 Years of Experience
San Diego, CA
Broker
View SEC Summary
View SEC Summary

Aaron Montez is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 26 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1455 Frazee Rd., Ste 500, Ste 540, San Diego, CA, 92108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron has multiple business entities for tax and investment purposes, including Aaron Montez Financial, PLLC, VFA Holdings LLC, and Montez Consulting LLC. He also operates Validus Financial Associates, PLLC as a DBA for his LPL business, dedicating minimal time to each of these activities.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2023 - Present · 3 yrs 2 mos
LPL Financial LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Lincoln Financial Advisors CorporationBroker
May 2014 - August 2023 · 9 yrs 3 mos
Lincoln Financial Advisors Corporation
May 2014 - August 2023 · 9 yrs 3 mos
AXA Advisors, LLC
September 2004 - May 2014 · 9 yrs 8 mos
AXA Advisors, LLCBroker
August 2004 - May 2014 · 9 yrs 9 mos
Mony Securities CorporationBroker
January 2000 - August 2004 · 4 yrs 7 mos
State Registrations36 states
AKALAZCACOCTFLGAHIIAIDILINMAMIMNMOMTNCNENHNMNVNYOHOKORSCSDTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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