RF
RF

Robb Farr

26 Years of Experience
Salt Lake City, UT
Broker

Robb Farr is a registered investment advisor, based in Salt Lake City, UT, with 26 years of industry experience.

Location

1371 E 2100 S, Ste 215, Salt Lake City, UT, 84105

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robb owns RF Wealth Management, an S-Corp for personal expenses related to his Raymond James practice, and Uinta Wealth Management, which manages office expenses. He also co-owns WHF LLC, which handles operating expenses and payroll for their Raymond James practice, dedicating about a quarter of his time to Uinta Wealth Management and minimal time to the other two.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2020 - Present · 5 yrs 10 mos
Raymond James Financial Services Advisors, INC
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2011 - July 2020 · 9 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
February 2011 - July 2020 · 9 yrs 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - February 2011 · 1 yr 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 2000 - April 2007 · 6 yrs 8 mos
Morgan Stanley Dw INC.Broker
March 2000 - April 2007 · 7 yrs 1 mo
State Registrations24 states
AKAZCACOCTFLHIIAIDMAMDMIMSMTNENJNVOHORTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.