Norman Sarafian is a registered investment advisor at RBC Capital Markets, LLC, based in Reno, NV, with 52 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5310 Kietzke Lane, Suite 201, Reno, NV, 89511-2044
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Norman receives rental income from a T-Mobile cell phone tower since 1991 and dedicates no time to it. He also serves on the Board of Directors for Pasadena City College's educational foundation and contributes to a biography about his father, dedicating minimal time to each.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
White, Weld & CO. IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
Prudential-American Securities, INC.Broker
Blyth Eastman Dillon & CO. IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.