BS
BS

Bruce Sargent

57 Years of Experience
Westport, CT
Broker

Bruce Sargent is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 57 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

500 Post Road East, 3rd Floor, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bruce is president/co-trustee/director of the Bruce & Janet Sargent Charitable Foundation, managing investments and gifting. He is also a trustee for Game Conservancy USA, spending minimal time on each activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
January 1988 - June 2009 · 21 yrs 5 mos
Citigroup Global Markets INC.Broker
January 1969 - June 2009 · 40 yrs 5 mos
State Registrations34 states
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Sargent - Financial Advisor | TrueAdvisor