Mark Finnicum
Mark Finnicum is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Great Falls, MT, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
300 Park Drive South, Great Falls, MT, 59405-1819
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Regulatory History (1)
Criminal
March 1980Other Business Activities
Mark is a trustee for Great Falls Public Schools, a board member for the Montana School Board Association, and a board director for the Montana Schools Unemployment Insurance Board. These activities involve setting school policies and managing unemployment insurance, taking minimal time overall.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.