Thomas Tang is a registered investment advisor at LPL Financial LLC, based in Monument, CO, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
430 Beacon Lite Rd. Ste 110, Monument, CO, 80132
Get directionsHistory
Regulatory History (3)
Regulatory
September 2013Employment Separation After Allegations
July 2011Customer Dispute
March 2003Other Business Activities
Thomas is involved with Tang Wealth Management for tax/investment purposes and owns multiple real estate rental properties through various LLCs. These activities require minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.