Sean Grubb
Sean Grubb is a registered investment advisor at Northwest Investment Advisors, INC, based in Spokane, WA, with 25 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 115 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Management fees are negotiable based on account size, activity levels, type of holdings, and aggregated account values. Fees can be calculated on a tiered or linear schedule depending on the agreement.
Fee Estimator
Location
9 S Washington St Ste 210, Spokane, WA, 99201
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2020Customer Dispute
June 2019Customer Dispute
May 2019Customer Dispute
June 2018Employment History
Current Registrations
Northwest Investment Advisors, INC
Northwest Investment Advisors, INC.Broker
Previous Registrations
Foresters Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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