VH
CFP
VH
CFP
Vicky Hsia
25 Years of Experience
San Mateo, CA
4 DisclosuresBroker
Vicky Hsia is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in San Mateo, CA, with 25 years of industry experience. Vicky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1300 South El Camino Real, Suite 110, San Mateo, CA, 94402-2964
Get directionsHistory
Regulatory History (4)
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Financial
May 2020Final
Financial
July 2018Final
Financial
March 2018Final
Customer Dispute
April 2015Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2019 - Present · 7 yrs
Charles Schwab & CO., INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Quantum Capital Management
March 2018 - April 2019 · 1 yr 1 mo
Charles Schwab & CO., INC.
June 2006 - November 2017 · 11 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 2000 - November 2017 · 17 yrs 6 mos
State Registrations10 states
ARCAHIILNVNYORTXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.