Alexis Brown is a registered investment advisor, based in Dallas, TX, with 20 years of industry experience.
Location
6440 North Central Expressway #107, Dallas, TX, 75206
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alexis is a registered representative with Brown and Brown Securities, Inc. and an advisor representative with Brown and Brown Financial Services, Inc., dedicating about half their time to these roles.
Employment History
Current Registrations
Brown and Brown Financial Services, INC.
July 2010 - Present · 15 yrs 10 mos
Brown and Brown Securities, INC.Broker
July 2010 - Present · 15 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
March 2010 - April 2010 · 1 mo
Wells Fargo Advisors, LLC
March 2010 - April 2010 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - March 2010 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - March 2010 · 5 mos
Banc of America Investment Services, INC.
March 2009 - October 2009 · 7 mos
Banc of America Investment Services, INC.Broker
March 2009 - October 2009 · 7 mos
Brown and Brown Securities, INC.Broker
January 2009 - March 2009 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2007 - January 2009 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - January 2009 · 1 yr 8 mos
Brown and Brown Securities, INC.Broker
March 2007 - May 2007 · 2 mos
Calvert Distributors, INC.Broker
August 2005 - December 2005 · 4 mos
Brown and Brown Securities, INC.Broker
December 2003 - July 2005 · 1 yr 7 mos
State Registrations11 states
CACOFLGALAMDNENYTNTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.