PO
PO
Patrick O'connor
25 Years of Experience
Algonquin, IL
1 DisclosureBroker
Patrick O'connor is a registered investment advisor at Wells Fargo Advisors, based in Algonquin, IL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
2312 Esplanade Dr, Algonquin, IL, 60102
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1990Final Disposition
Other Business Activities
Patrick has 100% ownership with his spouse in Armada Financial Partners LTD since 2011. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Wells Fargo Advisors
September 2011 - Present · 14 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2004 - September 2011 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2004 - September 2011 · 6 yrs 10 mos
Morgan Stanley
June 2001 - December 2004 · 3 yrs 6 mos
Morgan Stanley Dw INC.Broker
July 2000 - December 2004 · 4 yrs 5 mos
State Registrations18 states
ALAZCACOFLILKYMIMTNCNVNYOHTNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.