BS
BS

Brian Gray Stein

14 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
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Location

3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an employee/consultant for KARN Group I, LLC, a residential real estate business, spending about 10-20% of his time providing consulting services. He also owns Beacon Private Wealth Management, where he identifies prospects and clients for life insurance, disability, and fixed/indexed annuities, dedicating a few hours per week.

Employment History
Current Registrations
Nations Financial Group, INC.
December 2015 - Present · 10 yrs 2 mos
Nations Financial Group, INC.Broker
December 2015 - Present · 10 yrs 2 mos
Previous Registrations
Morgan Stanley
August 2012 - January 2016 · 3 yrs 5 mos
Morgan StanleyBroker
August 2012 - January 2016 · 3 yrs 5 mos
Abn Amro IncorporatedBroker
April 2001 - October 2001 · 6 mos
Ing Barings LLCBroker
May 2000 - April 2001 · 11 mos
State Registrations11 states
AZCACOFLINNMNYPATXUTVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.