Keith Schlottman
Keith Schlottman is a registered investment advisor at Independent Financial Group, LLC, based in Tuscon, AZ, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
6206 Pima Street, Suite 2, Tuscon, AZ, 85715
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Regulatory History (1)
Regulatory
December 2016Other Business Activities
Keith is an officer/director at Schlottman Tax Services, LLC, spending nearly full-time providing tax preparation, accounting, and related services. He also holds officer/director positions at multiple non-profit organizations and owns RFDX Electronics, Inc and Tucson Runners Project, LLC, along with providing bookkeeping and tax services to other businesses.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Sentra Securities CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.