Daniel Scalzi
Daniel Scalzi is a registered investment advisor at Brookstone Capital Management LLC, based in Danbury, CT, with 49 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 54,545 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Brookstone Capital Management's investment management fees are negotiable, up to a maximum of 2.5% annually. The fee includes a portion for BCM (up to 0.95%) and a portion for the investment advisor representative (up to 1.55%). The exact fee is outlined in your agreement. BCM offers its asset management program as a wrap fee program at Schwab, which bundles advisory and transaction fees into a single fee. At Fidelity, clients are part of a non-wrap fee program and may be charged transaction fees. All accounts are charged a monthly $8 fee for software, reduced for accounts under $8,000.
Location
Danbury, CT
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Regulatory History (2)
Employment Separation After Allegations
February 2008Customer Dispute
March 1991Other Business ActivitiesSells Insurance
Daniel is involved with JD Mellberg Financial, focusing on retirement income planning and sales as an insurance and investment advisor. This activity takes nearly full-time hours.
Employment History
Current Registrations
Brookstone Capital Management LLC
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Sterne, Agee & Leach, INC.Broker
Sterne Agee Asset Management, INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
US Financial Advisors, LLC
U.S. Wealth Advisors, LLC.Broker
Matrix Investment Research LLC
Matrix U.S.A., LLCBroker
Prudential Securities IncorporatedBroker
Jwgenesis Securities, INC.Broker
Cibc Oppenheimer CORP.Broker
Auerbach, Pollak & Richardson INC.Broker
Painewebber IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Bache Halsey Stuart Shields IncorporatedBroker
Blyth Eastman Dillon & CO. IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.