Andrew Docksey is a registered investment advisor at LPL Financial LLC, based in Hartland, WI, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
801 Cardinal Lane, Hartland, WI, 53029
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Andrew operates his LPL business through Landmark Investment Center, dedicating all of his time to it. He also owns rental real estate and is a board member for the Village of Mount Pleasant, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Command Advisory Services
First Command Financial Planning, INC.Broker
Banc One Securities CorporationBroker
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.