James Durand is a CFA-designated registered investment advisor, based in Williamstown, MA, with 25 years of industry experience.
Location
10 Walden Street, Floor 3, Williamstown, MA, 01267
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance products through Mountain One Investment Group, operating from the branch location.
Employment History
Current Registrations
Kestra Advisory Services, LLC
October 2025 - Present · 11 mos
Kestra Investment Services, LLCBroker
October 2025 - Present · 11 mos
Previous Registrations
Commonwealth Financial Network
February 2010 - October 2025 · 15 yrs 8 mos
Commonwealth Financial NetworkBroker
February 2010 - October 2025 · 15 yrs 8 mos
True North Financial Services, INC.Broker
June 2000 - June 2010 · 10 yrs
State Registrations22 states
AZCACOCTDEFLILMAMDMENCNHNMNVNYOKORPARITXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.