Neetu Khiantani is a CFP-designated registered investment advisor, based in Houston, TX, with 16 years of industry experience.
Location
3200 Kirby Drive # 100, Houston, TX, 77027
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2020 - June 2023 · 2 yrs 8 mos
J.P. Morgan Securities LLC
October 2020 - June 2023 · 2 yrs 8 mos
Hancock Whitney Investment Services INC.Broker
November 2018 - November 2020 · 2 yrs
Hancock Whitney Investment Services INC.
July 2018 - November 2020 · 2 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
September 2009 - December 2009 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2000 - March 2009 · 8 yrs 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.