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Christopher Glover

20 Years of Experience
Devon, PA
2 Disclosures

Christopher Glover is a registered investment advisor at Cerebrum Financial Services, LLC, based in Devon, PA, with 20 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 17 clients.

Compensation
N/A
Firm Size
1 advisor
Number of Clients
17 clients
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Cerebrum Financial Services does not directly manage your investments. Instead, they recommend third-party money managers (TPMMs) who will manage your portfolio. Cerebrum is paid by the TPMM, which is derived from the fees you pay to the TPMM. The fees you pay to the TPMM are separate and are established in accordance with the TPMM's brochure. Cerebrum does not charge a separate fee for the selection of other advisors nor will they share in the advisory fee you pay directly to the TPMM.

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Location

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2018
Final
Customer Dispute
January 2011
Closed-No Action
Other Business Activities

Christopher is involved in business consulting through Cerebrum Strategic Advisors. This activity, which is not investment-related, takes about a quarter of his time.

Employment History
Current Registrations
Cerebrum Financial Services, LLC
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
TradingblockBroker
March 2016 - January 2018 · 1 yr 10 mos
Indiana Merchant Banking and Brokerage CO., INC.Broker
August 2015 - October 2015 · 2 mos
Imbb Investment Advisors
August 2014 - February 2015 · 6 mos
Cerebrum Financial Services, LLC
October 2013 - December 2014 · 1 yr 2 mos
New England Securities Corporation
March 2008 - June 2009 · 1 yr 3 mos
New England SecuritiesBroker
November 2005 - June 2009 · 3 yrs 7 mos
VALIC Financial Advisors, INC.Broker
July 2004 - August 2005 · 1 yr 1 mo
J. B. Hanauer & CO.Broker
December 2000 - July 2004 · 3 yrs 7 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Glover - Financial Advisor | TrueAdvisor