Patrick Swan
Patrick Swan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
293 N Hubbards Lane, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Patrick works as a private banker for First Financial Bank and Yellow Cardinal Brokerage Services, dedicating about half his time to each. He also volunteers as a committee member for Home of the Innocents, spending a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Nationwide Investment Services CorporationBroker
Nationwide Investment Advisors, LLC
Wells Fargo Funds Management, LLC
Wells Fargo Funds Distributor, LLCBroker
Evergreen Investment Management CO
Evergreen Investment Services, INC.Broker
State Registrations1 state
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