Derek Levee is a registered investment advisor, based in Round Rock, TX, with 25 years of industry experience.
Location
310 West Main Avenue, Round Rock, TX, 78664
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Derek uses Advanced Wealth Strategies as a DBA for Levee Unlimited, Inc and STA Capital Management LLC.
Employment History
Current Registrations
Arkadios CapitalBroker
April 2025 - Present · 1 yr
RIA Wealth Advisors, LLC
March 2023 - Present · 3 yrs 1 mo
Previous Registrations
Diversify Advisory Services, LLC
February 2025 - April 2025 · 2 mos
RIA Advisors
January 2020 - July 2023 · 3 yrs 6 mos
Integrated Advisors Network LLC
September 2015 - January 2020 · 4 yrs 4 mos
Dfpg Investments, LLCBroker
July 2015 - April 2025 · 9 yrs 9 mos
First Allied Securities, INC.Broker
May 2008 - August 2015 · 7 yrs 3 mos
First Allied Advisory Services, INC.
October 2007 - August 2015 · 7 yrs 10 mos
Ffp Securities, INC.Broker
May 2000 - May 2008 · 8 yrs
State Registrations4 states
AZCACONM
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.