Nicholas Popolo
Nicholas Popolo is a registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 25 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1374 Clove Road, Staten Island, NY, 10301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas sells equity indexed annuities through Avantax Insurance Agency and refers insurance business to Mass Mutual Insurance. He also owns Birch Tax Service, chairs the Richmond County Democratic Committee, is treasurer for a political campaign, and has a small ownership stake in a racehorse.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
PFS Investments INC.Broker
State Registrations14 states
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