KW
KW

Kenneth Wathen

25 Years of Experience
Vero Beach, FL
Broker

Kenneth Wathen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Vero Beach, FL, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

623 17th Street, #4, Vero Beach, FL, 32960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kenneth was an advisor for Rosemare L Spytek Inc, a support company, from January 2017 to September 2020. He dedicated about half of his time to this investment-related role, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2009 - Present · 16 yrs 9 mos
Raymond James Financial Services, INC.
July 2009 - Present · 16 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
July 2003 - July 2009 · 6 yrs
Wells Fargo Advisors, LLCBroker
July 2003 - July 2009 · 6 yrs
Prudential Securities Incorporated
April 2000 - July 2003 · 3 yrs 3 mos
Prudential Securities IncorporatedBroker
April 2000 - July 2003 · 3 yrs 3 mos
State Registrations6 states
CAFLGAILORWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kenneth Wathen - Financial Advisor | TrueAdvisor