JV
CFP
JV
CFP
James Vallery is a CFP-designated registered investment advisor at Morgan Stanley, based in Peoria, AZ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
16155 North 83rd Avenue, Suite 100, Peoria, AZ, 85382
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2019Denied
Employment History
Current Registrations
Morgan StanleyBroker
March 2023 - Present · 3 yrs 2 mos
Morgan Stanley
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - April 2023 · 10 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2023 · 10 yrs 6 mos
Chase Investment Services CORP.
December 2006 - October 2012 · 5 yrs 10 mos
Chase Investment Services CORP.Broker
November 2006 - October 2012 · 5 yrs 11 mos
H.D. Vest Advisory Services, INC
December 2004 - November 2006 · 1 yr 11 mos
H.D. Vest Investment ServicesBroker
March 2000 - October 2006 · 6 yrs 7 mos
State Registrations15 states
ARAZCACOFLIDILMINYORTNTXUTVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.