Rudolph Sturgeon
Rudolph Sturgeon is a registered investment advisor at Osaic Wealth, INC., based in Corpus Christi, TX, with 26 years of industry experience. Rudolph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
501 S Tancahua St 2nd Floor, Corpus Christi, TX, 78401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rudolph is involved in various business activities, including commercial rental property, oil and gas exploration, and serving as a trust protector for several trusts. He is also a partner in FFS Investments Management, LLC and South Bluff Oil & Gas Partnership, and an agent for Securities America Advisors, Inc and Navigation Financial Group, where he sells investments and insurance.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Ffs Investments, LTD.
Securities America Advisors, INC.
Securities America, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.