Dean Strom
Dean Strom is a registered investment advisor at LPL Financial LLC, based in Elm Grove, WI, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12700 W. Bluemound Rd, Ste 208, Elm Grove, WI, 53122
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean operates Elmbrook Associates as a DBA for his LPL business, dedicating nearly full-time hours to it. He also spends a few hours per week on non-variable insurance activities through Elmbrook Associates.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Grove Point Advisors, LLC
Annex Wealth Management, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
LPL Financial Corporation
LPL Financial CorporationBroker
Waterstone Financial Group, INC.Broker
Waterstone Financial Group, INC.
Ffp Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.