Melvin Rokeach
Melvin Rokeach is a registered investment advisor at Strategic Wealth Management Group, based in New York, NY, with 18 years of industry experience. Melvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 351 clients with $830M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SWMG's annual fee for managing your investments ranges from 0.20% to 2.00% of the market value of your assets. The specific fee depends on the size of your account, the complexity of the services, and the level of administration you request. SWMG typically has a minimum annual fee of $2,500. SWMG may also charge an account opening fee of $250 plus $50 for each affiliated family account. SWMG may charge a minimum annual fee of $250 for the first family account and $50 per each additional household account debited quarterly. Both fees are negotiable.
Location
1776 Broadway, Suite 1900, New York, NY, 10019
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2024Regulatory
November 2003Employment Separation After Allegations
January 2003Regulatory
June 2002Regulatory
October 2001Criminal
July 1987Other Business ActivitiesSells Insurance
Melvin works as an insurance broker (life and health, property & casualty), dedicating a few hours per week to this activity. He also works as an independent contractor for Strategic Advisors LLC, a registered investment advisory firm, spending a few hours per week on this role.
Employment History
Current Registrations
Strategic Wealth Management Group
Previous Registrations
May Capital Group, L.L.C.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.