Dennis Sherlock
Dennis Sherlock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in North Andover, MA, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
North Andover, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dennis works as an associate/employee for Addison Avenue Investment Services, providing financial advice to members. He also works as a financial assistant for an advisor in the Investment Services Division of First Tech Federal Credit Union; both activities take about half of Dennis's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Essex National Securities, INC.Broker
John Hancock Funds, LLCBroker
Signator Investors, INC.Broker
State Registrations1 state
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