Samuel Vaughan
Samuel Vaughan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Mobile, AL, with 16 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4332 Boulevard Park S, Mobile, AL, 36609
Get directionsHistory
Regulatory History (1)
Criminal
July 1997Other Business Activities
Samuel is an advisory member of the Texas Association of Counties Investment Education Committee, assisting with planning investment education conferences. He also presents pre-prepared presentations at the annual "Basics of County Investments" Conference, dedicating minimal time to these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
San Blas Securities LLCBroker
Financial Northeastern Securities, INC.Broker
First Public, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.