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Alexander Alfonso

Mutual of Omaha Investor Services, INC.
22 Years of Experience
Coral Gables, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
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Alexander Alfonso is a registered investment advisor at Mutual of Omaha Investor Services, INC., based in Coral Gables, FL, with 22 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 7,025 clients with $32M in assets under management.

Mutual of Omaha Investor Services, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
282 advisors
Number of Clients
7,025 clients
Average Client Portfolio
$5K average
Assets Under Management
$32.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees vary by program and advisor. Managed accounts cap at 1.25% for most programs, while accounts managed directly by a company advisor cap at 2.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2600 Douglas Rd, Ste 1109, Coral Gables, FL, 33134

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alexander operates under the marketing name Valiant Wealth Strategies of Miami and has been an insurance agent since 2022, selling various insurance products. He dedicates a full-time equivalent to insurance sales during trading hours and spends minimal time on the Mutual of Omaha Mortgage Lead Incentive Program.

Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
August 2022 - Present · 4 yrs 2 mos
Mutual of Omaha Investor Services, INC.Broker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Prudential Financial Planning Services
September 2021 - August 2022 · 11 mos
Pruco Securities, LLC.Broker
April 2019 - August 2022 · 3 yrs 4 mos
AXA Advisors, LLCBroker
April 2017 - November 2018 · 1 yr 7 mos
MML Investors Services, LLCBroker
May 2015 - March 2016 · 10 mos
VALIC Financial Advisors, INC.Broker
August 2014 - May 2015 · 9 mos
Hsbc Securities (USA) INC.Broker
September 2013 - August 2014 · 11 mos
Princor Financial Services CorporationBroker
August 2012 - August 2013 · 1 yr
New England SecuritiesBroker
December 2010 - August 2012 · 1 yr 8 mos
Lincoln Financial Advisors CorporationBroker
January 2007 - December 2010 · 3 yrs 11 mos
Citicorp Investment ServicesBroker
September 2004 - December 2006 · 2 yrs 3 mos
Nylife Securities INC.Broker
September 2002 - October 2004 · 2 yrs 1 mo
Metlife Securities INC.Broker
July 2002 - August 2002 · 1 mo
Metropolitan Life Insurance CompanyBroker
July 2002 - August 2002 · 1 mo
State Registrations4 states
CACOFLNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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