James Wynne is a registered investment advisor at James a Wynne LLC, based in Hinckley, OH, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 71 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
For clients with less than $300,000 in assets, JAWLLC offers a comprehensive flat annual fee option, which is negotiable and charged instead of the standard 1.00% annual fee.
Fee Estimator
Location
Hinckley, OH
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Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
James is an investment adviser representative with another firm and provides seasonal tax preparation services with Hinckley Tax Service, dedicating about a quarter of his time outside of trading hours. He is also the manager of Smoky War Dog LLC, which is not active.
Employment History
Current Registrations
James a Wynne LLC
Previous Registrations
Summit Wealth Management LLC
Egi Financial, INC.
American Heritage Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.