Tai Hwee Stanley Diong

Osaic Wealth, INC.

25 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningInvestment Management

Osaic Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9179 advisors

Number of Clients

574,829 clients

Average Client Portfolio

$348K average

Assets Under Management

$200.3B

Fee Structure

Minimum Investment:$5.5K

Financial Planning:Investment management only

Location

701 Xenia Ave S, Suite 250, Minneapolis, MN, 55416-1029

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History

Regulatory History (1)

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Customer Dispute

October 2010

Denied

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Other Business ActivitiesSells Insurance

Tai works as a weekend helper at a family restaurant, is an insurance agent, and consults on management strategies. He also owns two rental properties and works nearly full-time as an Investment Advisory Representative at Everest Financial Group, LLC.

Employment History

Current Registrations

Osaic Wealth, INC.Broker

June 2024 - Present · 1 yr 8 mos

Everest Financial Group

January 2013 - Present · 13 yrs 1 mo

Previous Registrations

Securities America, INC.Broker

November 2005 - June 2024 · 18 yrs 7 mos

Royal Alliance Associates, INC.Broker

April 2000 - November 2005 · 5 yrs 7 mos

State Registrations6 states

AZMAMNNYORTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.