TD
TD

Tai Hwee Stanley Diong

25 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

701 Xenia Ave S, Suite 250, Minneapolis, MN, 55416-1029

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History

Regulatory History (1)
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Customer Dispute
October 2010
Denied
Other Business ActivitiesSells Insurance

Tai works as a weekend helper at a family restaurant, is an insurance agent, and consults on management strategies. He also owns two rental properties and works nearly full-time as an Investment Advisory Representative at Everest Financial Group, LLC.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 1 yr 8 mos
Everest Financial Group
January 2013 - Present · 13 yrs 1 mo
Previous Registrations
Securities America, INC.Broker
November 2005 - June 2024 · 18 yrs 7 mos
Royal Alliance Associates, INC.Broker
April 2000 - November 2005 · 5 yrs 7 mos
State Registrations6 states
AZMAMNNYORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.