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Carmen Monaco

25 Years of Experience
Hinckley, OH
Broker

Carmen Monaco is a registered investment advisor at Wells Fargo Advisors, based in Hinckley, OH, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Hinckley, OH

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carmen has 50% ownership in Blue Ocean Investment Group, LLC, dedicating full-time hours to the firm. She also has 90% ownership in Monaco GP, LLC, spending minimal time on this venture.

Employment History
Current Registrations
Wells Fargo Advisors
April 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors Financial Network, LLC
April 2024 - Present · 2 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Wells Fargo Advisors
September 2013 - April 2024 · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
September 2013 - April 2024 · 10 yrs 7 mos
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
August 2001 - June 2009 · 7 yrs 10 mos
Citigroup Global Markets INC.Broker
August 2001 - June 2009 · 7 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 2000 - August 2001 · 1 yr 4 mos
State Registrations20 states
CACOFLGAILINKSKYMDMIMSNCNENYOHPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carmen Monaco - Financial Advisor | TrueAdvisor