Lucille Shaw
Lucille Shaw is a registered investment advisor at Finances for Life, LLC, based in Carlsbad, CA, with 23 years of industry experience. Lucille operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 6 clients with $790K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.90% |
| $300K - $500K | 1.50% |
| $500K - $1.5M | 1.50% |
| $1.5M+ | 0.50% |
Fee Estimator
Location
5857 Owens Avenue, Suite 300, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lucille is the president of FFL Insurance Agency, LLC, selling life, health, long-term care, and disability insurance. This activity takes about 10-20% of her time.
Employment History
Current Registrations
Finances for Life, LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
Life Planning Advisors, LLC.
State Registrations1 state
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