TrueAdvisor
TrueAdvisor
JM
CFP
JM
CFP

John R Martin

Dai Wealth, LLC
22 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth
Dai Wealth, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,404 clients
Average Client Portfolio
$190K average
Assets Under Management
$267.4M

Fee Structure

Minimum Investment:None

Location

Austin, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Dai Wealth, LLC
October 2022 - Present · 3 yrs 4 mos
Dai Securities, LLC
October 2022 - Present · 3 yrs 4 mos
Dai Securities, LLCBroker
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
Fsc Securities Corporation
July 2018 - October 2022 · 4 yrs 3 mos
Royal Alliance Associates, INC.
July 2018 - October 2022 · 4 yrs 3 mos
Woodbury Financial Services, INC.
July 2018 - October 2022 · 4 yrs 3 mos
Sagepoint Financial, INC.Broker
December 2017 - October 2022 · 4 yrs 10 mos
Sagepoint Financial, INC.
December 2017 - October 2022 · 4 yrs 10 mos
Fsc Securities CorporationBroker
December 2017 - October 2022 · 4 yrs 10 mos
Royal Alliance Associates, INC.Broker
December 2017 - October 2022 · 4 yrs 10 mos
Woodbury Financial Services, INC.Broker
December 2017 - October 2022 · 4 yrs 10 mos
National Planning CorporationBroker
January 2017 - November 2017 · 10 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2017 - November 2017 · 10 mos
Sii Investments, INC.Broker
January 2017 - November 2017 · 10 mos
Invest Financial CorporationBroker
January 2017 - November 2017 · 10 mos
Investment Centers of America, INC.Broker
January 2017 - November 2017 · 10 mos
Waddell & Reed
October 2009 - June 2016 · 6 yrs 8 mos
Ivy Distributors, INC.Broker
October 2009 - June 2016 · 6 yrs 8 mos
Waddell & ReedBroker
October 2009 - June 2016 · 6 yrs 8 mos
U.S. Bancorp Investments, INC.
July 2006 - March 2009 · 2 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
May 2006 - March 2009 · 2 yrs 10 mos
State Farm Vp Management CORP.Broker
February 2005 - May 2006 · 1 yr 3 mos
Oppenheimerfunds Distributor, INC.Broker
April 2001 - February 2003 · 1 yr 10 mos
Charles Schwab & CO., INC.Broker
June 2000 - March 2001 · 9 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.