John Martin is a CFP-designated registered investment advisor at Dai Wealth, LLC, based in Austin, TX, with 22 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,537 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The total annual account fee may not exceed 2.50% of the portfolio value. Fees are negotiable based on overall assets, account size, and services provided.
Fee Estimator
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dai Wealth, LLC
Dai Securities, LLC
Dai Securities, LLCBroker
Previous Registrations
Fsc Securities Corporation
Royal Alliance Associates, INC.
Woodbury Financial Services, INC.
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Woodbury Financial Services, INC.Broker
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Sii Investments, INC.Broker
Invest Financial CorporationBroker
Investment Centers of America, INC.Broker
Waddell & Reed
Ivy Distributors, INC.Broker
Waddell & ReedBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
State Farm Vp Management CORP.Broker
Oppenheimerfunds Distributor, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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