John Martin is a CFP-designated registered investment advisor at Dai Wealth, LLC, based in Austin, TX, with 22 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,404 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
DAI Wealth charges an annual account fee for investment management services, which may not exceed 2.50% of the portfolio's value. The account fee is negotiable and may vary based on factors such as the size of the account and other services provided. The fee is paid quarterly in arrears. DAI Wealth receives a portion of the account fee, with the remainder going to the platform provider or manager. Clients are also responsible for paying transaction charges and other account-related fees.
Location
Austin, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Dai Wealth, LLC
Dai Securities, LLC
Dai Securities, LLCBroker
Previous Registrations
Fsc Securities Corporation
Royal Alliance Associates, INC.
Woodbury Financial Services, INC.
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Woodbury Financial Services, INC.Broker
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Sii Investments, INC.Broker
Invest Financial CorporationBroker
Investment Centers of America, INC.Broker
Waddell & Reed
Ivy Distributors, INC.Broker
Waddell & ReedBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
State Farm Vp Management CORP.Broker
Oppenheimerfunds Distributor, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations1 state
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